Broker Check

Downloadable Forms

Initial Meeting Forms: Please fill out the following forms and bring with you on your initial client meeting.

Ongoing Business Forms: Please review and sign the following forms.

Ongoing Business Forms : The following forms are disclosures from Pegasus Financial Group. 

Disclosure Forms: The following forms are from our broker-dealer and two of our trusted 3 rd party money managers.

  • United Planners form ADV Part 2A Disclosure Brochure.pdf (to follow)
  • Loring Ward form ADV Part 2 and Brochure.pdf (to follow)
  • Symmetry form ADV Part 2A.pdf (to follow)